Sarbanes-Oxley: Requirements and Implications

$219.00

SKU: 411017

Description

Gain an understanding of the requirements your organization needs to know to ensure compliance with the SarbanesOxley Act.
Gain better insight into the requirements for your organization to ensure compliance with the SarbanesOxley Act. The SarbanesOxley Act remains the primary source of Federal corporate governance rules for public companies. Public companies management and professional staff ensure compliance with SarbanesOxley requirements. In addition, companies seeking to go public must rapidly become familiar with those requirements and begin the SarbanesOxley process. This topic will give those people tasked with corporate compliance a comprehensive overview of SarbanesOxley, and this topic will help them master the topic and understand the latest thinking in costeffective compliance.

Date: 2023-11-03 Start Time: 1:00 PM ET End Time: 2:40 PM ET

Learning Objectives

* You will be able to identify your SarbanesOxley legal obligations.

* You will be able to discuss how to comply with SarbanesOxley regulatory requirements.

* You will be able to recognize sources of trouble or potential trouble in an organization.

* You will be able to explain the best corporate practices for your organization.

Overview of the Sarbanes-Oxley Act

Board of Directors Requirements
• Audit Committee Independence
• Best Corporate Practices

CEO/CFO Certifications
• What Is Required
• What Do They Mean
• What Is the Executive’s Exposure

Internal Control Assessment and Reporting
• The Company’s Assessment • What Is Required
• Applying the COSO Framework
• Effective Risk Assessment

AIPB ,CLE (Please check the Detailed Credit Information page for states that have already been approved) ,Enrolled Agents ,CPE ,Additional credit may be available upon request. Contact Lorman at 866-352-9540 for further information.

Christopher J. Bonner, Esq.-Barclay Damon LLP